Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dale Bennett is a financial advisor in GRAND LEDGE, MI. Roger has been in the industry since 1991. Roger is currently registered with Osaic Wealth, Inc. and has previously been registered with SIGNATOR INVESTORS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MARINER FINANCIAL SERVICES, INC.. Roger has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
11/02/2018 - Present
Osaic Wealth, Inc. (GRAND LEDGE MI)
MI
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (GRAND LEDGE MI)
MI
09/30/1997 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (GRAND LEDGE MI)
NY
08/09/1994 - 09/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/20/1985 - 09/28/1988
MARINER FINANCIAL SERVICES, INC.
IA
Issued 08/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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