Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger D Yoh is a financial professional with over 20 years of experience in the financial services industry. Roger is currently registered with Thrivent Investment Management Inc. in Wernersville, PA. Previously, Roger was registered with Genworth Financial Securities Corporation, Capital Brokerage Corporation, Hartford Equity Sales Company Inc., Wachovia Insurance Services Broker Dealer, Inc., Wachovia Securities, LLC, Lutheran Brotherhood Securities Corp. and Thrivent Investment Management Inc. Roger holds the Series 6, 7, 63 and 66 securities licenses and is a Chartered Financial Consultant. Roger has experience providing financial advice to individuals, businesses, and churches and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/21/2015 - Present
Thrivent Investment Management Inc. (Wernersville PA)
PA
08/18/2011 - 12/07/2011
GENWORTH FINANCIAL SECURITIES CORPORATION (WERNERSVILLE PA)
IL
11/14/2008 - 08/10/2009
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
VA
10/24/2008 - 11/14/2008
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
10/05/2006 - 09/17/2008
HARTFORD EQUITY SALES COMPANY INC. (PLYMOUTH MEETING PA)
PA
04/17/2006 - 08/22/2006
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC. (READING PA)
MO
05/21/2004 - 04/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
07/01/2002 - 05/11/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
01/29/1996 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 04/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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