Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lord is a financial professional with over 15 years of experience in the industry. Roger currently works as a registered representative for PFS Investments Inc. where he has been employed since September 2019. Prior to this, Roger was employed at ALLSTATE FINANCIAL SERVICES, LLC in Uniondale, New York. Previously, Roger was employed by Edward Jones in St. Louis, Missouri and Morgan Stanley DW Inc. in Purchase, New York. Roger holds several licenses including Series 63, Series 66, Series 51, Series 26, SIE, Series 6, Series 31 and Series 7. Roger is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/11/2019 - Present
PFS Investments Inc. (BROOKLYN NY)
NY
10/18/2007 - 10/20/2017
ALLSTATE FINANCIAL SERVICES, LLC (UNIONDALE NY)
MO
03/17/2003 - 07/10/2003
EDWARD JONES (ST. LOUIS MO)
NY
11/23/2001 - 10/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 11/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/03/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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