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Roger D Hughes

Edward Jones

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About Roger D Hughes

Roger Hughes is a registered representative with Edward Jones, based in Columbus, GA. Roger has been in the industry since 2001 and holds a Series 6, 7, 63, and 66 license. Previously, Roger was employed with Country Capital Management Company in Pike Road, AL, Wachovia Securities, LLC in Columbus, GA, Prudential Securities Incorporated in New York, NY, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Roger specializes in providing financial planning services, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.

Firm Information

Roger Hughes is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Roger Hughes’s Registration & Firm History

GA

12/19/2016 - Present

Edward Jones (COLUMBUS GA)

AL

08/22/2011 - 08/31/2011

COUNTRY CAPITAL MANAGEMENT COMPANY (PIKE ROAD AL)

GA

07/01/2003 - 10/11/2006

WACHOVIA SECURITIES, LLC (COLUMBUS GA)

NY

03/02/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/09/1995 - 03/09/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/15/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/13/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/28/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/19/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roger D Hughes.
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