Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Collicott is a financial advisor with Lord And Richards. Roger has been in the financial industry since 2019. He is licensed to provide investment advice in Colorado and Texas. Roger has experience working with both individuals and high-net-worth individuals. He also has experience working with Northwestern Mutual Investment Services LLC and Northwestern Mutual Wealth Management Company. Roger is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
11/05/2024 - Present
Lord AND Richards (HIGHLANDS RANCH CO)
CA
01/02/2019 - 10/01/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)
IA
Issued 10/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
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