Unclaimed
Roger Dirkse is a financial professional registered with Wells Fargo Securities, LLC. Roger holds the Series 63, 79TO and SIE licenses and is currently registered in North Carolina. Roger is an active financial professional with over 2 years in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/24/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 02/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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