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Roger Coleman Dirkse

Wells Fargo Securities, LLC

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About Roger Coleman Dirkse

Roger Dirkse is a financial professional registered with Wells Fargo Securities, LLC. Roger holds the Series 63, 79TO and SIE licenses and is currently registered in North Carolina. Roger is an active financial professional with over 2 years in the financial industry.

Firm Information

Roger Dirkse is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Dirkse’s Registration & Firm History

NC

01/24/2024 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/14/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Coleman Dirkse.
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