Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Ciriello is a financial professional with over 20 years of experience in the financial services industry. He holds a series 7, 6, 63 and 65 licenses and has a strong background in securities trading and investment company products. He is currently affiliated with Pacific Select Distributors, LLC. Prior to joining Pacific Select Distributors, LLC, Roger was a registered representative with PFS Investments Inc. where he provided investment advice to clients. He has also held previous positions with Prudential Annuities Distributors, Inc, Chase Investment Services Corp., Electronic Trading Group, LLC, Ironhorse Securities Inc., On-Site Trading, Inc., Castle Securities Corp., and Island Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/16/2023 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
NJ
01/19/2022 - 02/21/2023
PFS INVESTMENTS INC. (MAHWAH NJ)
NJ
10/28/2021 - 12/31/2021
PFS INVESTMENTS INC. (MAHWAH NJ)
CT
11/30/2011 - 11/25/2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
10/24/2006 - 11/11/2011
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
NY
10/23/2001 - 06/21/2002
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
03/09/2001 - 10/22/2001
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
07/31/2000 - 08/04/2000
IRONHORSE SECURITIES INC. (NEW YORK NY)
NY
02/15/1996 - 07/07/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
06/28/1994 - 02/23/1996
CASTLE SECURITIES CORP. (FREEPORT NY)
NA
12/14/1993 - 06/30/1994
ISLAND SECURITIES, INC.
IA
Issued 12/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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