Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Fitzpatrick is a financial professional with over 50 years of experience in the industry. Currently, Roger is an active Registered Representative for Lincoln Douglas Investments, LLC, where Roger has been employed since January 2018. Previously, Roger was a Registered Representative at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. from March 1998 to December 2017, and before that Roger worked for a number of other firms starting in 1966. Roger is licensed to provide investment advice in California, Florida, Georgia, New York, North Carolina, South Carolina and Virginia. Roger is Series 7TO, SIE, and Series 1 licensed. Roger specializes in providing financial planning services and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
01/02/2018 - Present
Lincoln Douglas Investments, LLC (Peachtree Corners GA)
GA
03/28/1998 - 12/31/2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Peachtree Corners GA)
IL
03/09/1994 - 03/28/1998
ADM SECURITIES, INC. (CHICAGO IL)
FL
01/16/1992 - 02/02/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
12/19/1986 - 12/19/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/16/1977 - 01/01/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/20/1974 - 09/16/1977
SHIELDS MODEL ROLAND INCORPORATED
NA
08/08/1973 - 09/20/1974
SHIELDS & COMPANY INCORPORATED
NA
09/19/1966 - 11/15/1973
DOMINICK & DOMINICK, INCORPORATED
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1962
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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