Unclaimed
Roger Starr is a financial professional with over 22 years of experience in the industry. Roger is currently registered with Profunds Distributors, Inc. and has been registered with the firm since November 16, 2022. Roger has held previous positions with FIRST TRUST PORTFOLIOS L.P. and CITY SECURITIES CORPORATION. Roger is licensed in 51 states and the District of Columbia. Roger holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
11/16/2022 - Present
Profunds Distributors, Inc. (BETHESDA MD)
TX
04/18/2006 - 07/08/2022
FIRST TRUST PORTFOLIOS L.P. (Austin TX)
IN
01/28/2000 - 03/17/2006
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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