Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Charles Sims is a financial advisor with LPL Financial LLC, located in Greer, South Carolina. Roger has been in the financial services industry since January 1997. Roger has a wide range of experience, having previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC. and FSC SECURITIES CORPORATION. Roger holds multiple licenses and designations, including Series 7, 24, 31, 51, 63, and 65. Roger's specializations include retirement planning, college savings, and estate planning. In addition to providing financial advice, Roger also offers insurance products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/09/2015 - Present
LPL Financial LLC (GREER SC)
SC
04/12/1999 - 01/30/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREER SC)
GA
01/30/1997 - 04/12/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
Issued 04/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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