Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Clark is a financial advisor registered with pfs investments inc. in Wisconsin, working in the Appleton area. Roger Clark has been working in the securities industry since 2008. Roger Clark has licenses to provide investment advice and sell securities in the state of Wisconsin. Roger Clark also provides services to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WI
08/28/2019 - Present
PFS Investments Inc. (APPLETON WI)
WI
05/18/2006 - 05/11/2011
PFS INVESTMENTS INC. (GREENVILLE WI)
GA
11/05/1999 - 12/31/2005
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 08/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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