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Roger Charles Kahn

FTI Capital Advisors, LLC

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About Roger Charles Kahn

Roger Charles Kahn is a financial advisor with over 30 years of experience in the industry. He currently works at FTI Capital Advisors, LLC. Roger holds a Series 7, Series 24, Series 63 and Series 79TO licenses and is registered in 12 states. Prior to joining FTI, Roger worked at Capstone Partners, Headwaters BD, LLC, Northeast Securities, Inc., Burnham Securities Inc., Tri-Artisan Partners LLC, Investec Inc., Tucker Anthony Incorporated and Gruntal & Co., L.L.C.

Firm Information

Roger Kahn is currently registered with FTI Capital Advisors, LLC. FTI Capital Advisors, LLC is a Limited Liability Company formed in July 2002. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Kahn’s Registration & Firm History

NY

01/30/2023 - Present

FTI Capital Advisors, LLC (NEW YORK NY)

MA

05/09/2018 - 01/09/2023

CAPSTONE PARTNERS (BOSTON MA)

CO

08/12/2014 - 11/14/2018

HEADWATERS BD, LLC (DENVER CO)

NY

02/04/2010 - 04/02/2014

NORTHEAST SECURITIES, INC. (NEW YORK NY)

NY

05/08/2007 - 01/08/2010

BURNHAM SECURITIES INC. (NEW YORK NY)

NY

08/26/2003 - 10/13/2006

TRI-ARTISAN PARTNERS LLC (NEW YORK NY)

NY

05/28/2003 - 09/08/2003

INVESTEC INC. (NEW YORK NY)

NY

01/29/2002 - 04/28/2003

INVESTEC INC. (NEW YORK NY)

MA

01/25/2001 - 11/14/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

03/19/1999 - 02/08/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

07/30/1990 - 11/19/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Charles Kahn.
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