Unclaimed
Roger Altman is a Financial Advisor associated with Evercore Group LLC. Roger has been in the industry since May 7, 1999, and holds licenses Series 7, Series 79TO, SIE and Series 24. Roger has been registered with the Financial Industry Regulatory Authority (FINRA) since July 15, 2005. In addition to being registered with the FINRA, Roger is also licensed in several states including Colorado, Florida, Louisiana, Ohio and the District of Columbia. Prior to joining Evercore Group LLC, Roger was a registered representative with The Blackstone Group L.P. from December 20, 1989 to February 26, 1996. Roger's primary location is 55 East 52nd Street, New York, NY 10055.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/15/2005 - Present
Evercore Group LLC (NEW YORK NY)
NY
12/20/1989 - 02/26/1996
THE BLACKSTONE GROUP L.P. (NEW YORK NY)
BC
Issued 04/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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