Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Shaffer has over 30 years of experience in the financial services industry. Roger is currently registered with Hightower Advisors, LLC, and is located in Alpharetta, Georgia. He is a registered representative in 12 states and holds several securities licenses, including Series 7, 31, and 63, as well as the SIE and Series 65. Roger previously worked with SunTrust Investment Services, Inc., SunTrust Capital Markets, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Roger offers a wide range of financial services, including financial planning, portfolio management, and investment advisory services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
GA
06/26/2013 - Present
Hightower Advisors, LLC (ALPHARETTA GA)
GA
06/27/2005 - 06/10/2013
SUNTRUST INVESTMENT SERVICES, INC. (ALPHARETTA GA)
GA
05/30/2003 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
11/09/1993 - 06/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Shaffer is the right advisor for you? Invested Better is here to help.
