Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Brown Deal is a financial advisor registered with the state of Nebraska and Texas. Roger has been in the financial services industry since 1992 and is currently employed by Geneos Wealth Management, Inc.. Roger has experience providing financial planning services, portfolio management for individuals and businesses, and selection of other advisors. Roger has a range of licenses and certifications including the Series 6, 7, 24, 52, 53, and 63. Roger is also a licensed Investment Advisor Representative in Nebraska and Texas. Roger is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
09/15/2014 - Present
Geneos Wealth Management, Inc. (Columbus NE)
NE
06/01/2001 - 09/17/2014
ROYAL ALLIANCE ASSOCIATES, INC. (COLUMBUS NE)
OH
01/28/1998 - 06/05/2001
VESTAX SECURITIES CORPORATION (HUDSON OH)
AZ
08/08/1996 - 01/30/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
03/09/1995 - 06/26/1996
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NY
05/11/1994 - 03/15/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NJ
08/11/1992 - 05/18/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Deal is the right advisor for you? Invested Better is here to help.
