Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Berg Winship has been in the financial services industry since 1981 and is currently registered with Raymond James & Associates, Inc. in Winnetka, IL. Roger holds the Series 63, Series 7, Series 22 and Series 65 securities licenses. Roger is also a registered Investment Advisor in the state of Illinois. Prior to joining Raymond James, Roger worked at RBC DAIN RAUSCHER INC., ABN AMRO INCORPORATED and THE CHICAGO CORPORATION. Roger specializes in providing financial advice and portfolio management to individuals, businesses, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, high-net-worth individuals, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/24/2005 - Present
Raymond James & Associates, Inc. (WINNETKA IL)
NY
01/12/2001 - 06/16/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CT
02/03/1997 - 01/18/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NA
07/27/1982 - 01/07/1997
THE CHICAGO CORPORATION
NA
10/31/1981 - 04/19/1982
CONTISECURITIES, INC.
IA
Issued 06/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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