Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Austin Moss is a financial advisor with IC Advisory Services, Inc. Based in Montville, NJ, Roger has been in the industry since 1991. He has a wide range of experience, including working with individuals, high-net-worth individuals, businesses, and charitable organizations. Roger has a broad range of licenses and certifications, including the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 24, and Series 4. In addition to financial planning, Roger also provides investment advisory services, pension consulting, and portfolio management. Roger is dedicated to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/17/2024 - Present
IC Advisory Services, Inc. (MONTVILLE NJ)
NJ
01/05/2009 - 06/17/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)
NJ
10/20/2004 - 11/26/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLEN ROCK NJ)
NY
10/04/1991 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/07/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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