Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Noonan is a financial professional with over 20 years of experience in the securities industry. Roger currently works at Capfinancial Securities, LLC and previously worked at WACHOVIA SECURITIES FINANCIAL NETWORK, LLC. Roger has Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/14/2024 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
10/20/2003 - 02/01/2024
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
MO
04/18/2003 - 10/17/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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