Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Brundage is a financial professional with over 50 years of experience in the securities industry. Currently, Roger is associated with Liberty Capital Investment Corp. in Portland, Oregon. In addition to a Series 7, 24, 27, and 99 license, Roger is also licensed to sell securities in Arizona, California, Oregon, and Washington. Prior to working at Liberty Capital Investment Corp., Roger worked at Alpen Securities, Inc., Strand, Atkinson, Williams & York, Inc., Shearson Lehman Hutton Inc., Foster & Marshall/American Express Inc., and Dupont Walston, Incorporated. Roger is a strong believer in building long-term relationships with clients and providing them with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OR
09/08/2004 - Present
Liberty Capital Investment Corp. (PORTLAND OR)
OR
08/26/1993 - 05/12/2005
ALPEN SECURITIES, INC. (ALOHA OR)
OR
05/19/1988 - 09/07/1993
STRAND, ATKINSON, WILLIAMS & YORK, INC. (PORTLAND OR)
NY
05/08/1984 - 05/20/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/14/1971 - 05/07/1984
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
NA
08/14/1968 - 07/11/1971
DUPONT WALSTON, INCORPORATED
BC
Issued 07/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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