Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Allison Rogert is a financial advisor with Cetera Advisors LLC, based in Omaha, NE. Roger has been in the industry since July 16, 1972 and has a broad range of experience, having worked with multiple firms in the past. Roger holds various licenses including Series 7TO, SIE, PC, and Series 1, along with principal exams F04 and Series 40. Roger is registered in multiple states including Arizona, Colorado, Florida, Iowa, Missouri, Nebraska, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/15/2011 - Present
Cetera Advisors LLC (OMAHA NE)
NE
03/15/2005 - 02/11/2011
QA3 FINANCIAL CORP. (OMAHA NE)
MO
11/18/1982 - 03/31/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/07/1978 - 11/16/1982
CONTINENTAL MANAGEMENT, INC.
NA
12/16/1977 - 04/13/1978
R. G. DICKINSON & CO.
NA
06/01/1972 - 11/03/1977
VAN HORNE INVESTMENTS, INC.
BC
Issued 02/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1978
F04 - Financial Principal Examination
BC
Issued 10/27/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1994
PC - AMEX Put and Call Exam
BC
Issued 05/25/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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