Unclaimed
Roger Allen Weilep has been in the financial industry since October 29, 1994. Roger is currently registered with Mufg Securities Americas Inc. Roger has been associated with Mufg Securities Americas Inc. since October 7, 2013. Prior to that, Roger worked at JANNEY MONTGOMERY SCOTT LLC, GLEACHER & COMPANY SECURITIES, INC., DEUTSCHE BANK SECURITIES INC., LEHMAN BROTHERS INC., and LEHMAN GOVERNMENT SECURITIES INC. Roger has passed the Series 63, Series 24, SIE, and Series 7 examinations. Roger is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2013 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/13/2013 - 10/14/2013
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
09/15/2008 - 04/15/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
03/31/1997 - 07/02/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/21/1994 - 04/09/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/21/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
BC
Issued 08/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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