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Roger Allen Weilep

Mufg Securities Americas Inc.

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About Roger Allen Weilep

Roger Allen Weilep has been in the financial industry since October 29, 1994. Roger is currently registered with Mufg Securities Americas Inc. Roger has been associated with Mufg Securities Americas Inc. since October 7, 2013. Prior to that, Roger worked at JANNEY MONTGOMERY SCOTT LLC, GLEACHER & COMPANY SECURITIES, INC., DEUTSCHE BANK SECURITIES INC., LEHMAN BROTHERS INC., and LEHMAN GOVERNMENT SECURITIES INC. Roger has passed the Series 63, Series 24, SIE, and Series 7 examinations. Roger is registered in 51 states and the District of Columbia.

Firm Information

Roger Weilep is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Weilep’s Registration & Firm History

NY

10/07/2013 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

05/13/2013 - 10/14/2013

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

09/15/2008 - 04/15/2013

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

03/31/1997 - 07/02/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/21/1994 - 04/09/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/21/1994 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

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Licenses & Designations

BC

Issued 08/02/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Roger Allen Weilep.
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