Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Allen Ward has been in the financial services industry since 1993. Roger is currently registered with PFS Investments Inc. as a registered representative and an investment advisor representative. Roger is licensed in 7 states, including Alabama, Florida, Georgia, Nevada, New Mexico, Texas and Virginia. He holds the Series 6, Series 26, and Series 63 securities licenses as well as the SIE exam. Roger has 30 years of experience working in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AL
04/21/1993 - Present
PFS Investments Inc. (DOTHAN AL)
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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