Unclaimed
Roger St. lifer is a financial professional with over 25 years of experience in the industry. Roger is currently registered with Allstate Financial Services, LLC in Roswell, Georgia. Previously, Roger has held positions with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and PRO-INTEGRITY SECURITIES, INC., among others. Roger holds Series 6, 7, and 63 securities licenses as well as the SIE and Series 65 licenses. Roger is registered in multiple states, including Alabama, California, Florida, Georgia, Louisiana, Maryland, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/26/2009 - Present
Allstate Financial Services, LLC (Roswell GA)
GA
10/20/2004 - 02/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALPHARETTA GA)
NY
01/07/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NE
08/13/2001 - 01/27/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
CT
04/18/2000 - 07/31/2001
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TX
11/18/1999 - 04/10/2000
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
GA
07/08/1999 - 10/22/1999
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
MA
07/14/1998 - 07/27/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/14/1998 - 07/27/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
03/17/1997 - 06/10/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MA
03/01/1996 - 03/07/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
02/10/1995 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 07/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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