Unclaimed
Roger Allen Hubley is a financial professional with over 50 years of experience in the industry. Roger is currently registered with Networth Asset Management, Inc. Prior to this role, Roger was also registered with Intercarolina Financial Services, Inc., IFS Securities, Girard Securities, Inc., and Prospera Financial Services, Inc.. Roger holds several professional designations including Certified Financial Planner and Chartered Financial Consultant. In addition to his role at Networth Asset Management, Inc., Roger is also a licensed and appointed life and health insurance agent for various life insurance companies. Roger also owns and operates a rental real estate business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
04/01/2013 - Present
Networth Asset Management, Inc. (The Villages FL)
UT
03/05/2024 - 05/14/2024
TRANSITIONAL BROKER LLC (DRAPER UT)
FL
07/31/2015 - 02/29/2024
INTERCAROLINA FINANCIAL SERVICES, INC. (the Villages FL)
FL
02/04/2015 - 08/03/2015
IFS SECURITIES (Marco Island FL)
FL
04/16/2009 - 02/18/2015
GIRARD SECURITIES, INC. (MARCO ISLAND FL)
MN
10/18/2004 - 05/15/2009
PROSPERA FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
OH
02/07/2003 - 10/15/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CA
09/25/1989 - 02/07/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
01/12/1984 - 10/03/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/14/1977 - 07/26/1989
PROVIDENT MARKETING CORPORATION
NA
07/23/1979 - 01/09/1984
AMERICAN GROWTH FUND SPONSORS, INC.
NA
03/07/1977 - 07/13/1977
LINSCO CORPORATION
NA
06/17/1975 - 01/14/1977
PROVIDENT NATIONAL EQUITIES, INC.
NA
11/16/1971 - 08/14/1976
PML SECURITIES COMPANY
BC
Issued 04/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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