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Roger Allen Hubley

Networth Asset Management, Inc.

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About Roger Allen Hubley

Roger Allen Hubley is a financial professional with over 50 years of experience in the industry. Roger is currently registered with Networth Asset Management, Inc. Prior to this role, Roger was also registered with Intercarolina Financial Services, Inc., IFS Securities, Girard Securities, Inc., and Prospera Financial Services, Inc.. Roger holds several professional designations including Certified Financial Planner and Chartered Financial Consultant. In addition to his role at Networth Asset Management, Inc., Roger is also a licensed and appointed life and health insurance agent for various life insurance companies. Roger also owns and operates a rental real estate business.

Firm Information

Roger Hubley is currently registered with Networth Asset Management, Inc.. Networth Asset Management, Inc. is an investment advisor headquartered in . The firm provides financial planning, pension consulting, and portfolio management services to high-net-worth individuals and other individuals. They manage approximately $105,809,000 in assets for 278 clients. The firm has 4 licensed agents, 2 investment advisor representatives, and 3 registered representatives. They also have 3 investment advisory functions and 1 advisor representative for other investment advisors. Networth Asset Management, Inc. is registered with the SEC and has an SEC Number of 801-129943.

$105.81M

Assets Under Management

278

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Hubley’s Registration & Firm History

FL

04/01/2013 - Present

Networth Asset Management, Inc. (The Villages FL)

UT

03/05/2024 - 05/14/2024

TRANSITIONAL BROKER LLC (DRAPER UT)

FL

07/31/2015 - 02/29/2024

INTERCAROLINA FINANCIAL SERVICES, INC. (the Villages FL)

FL

02/04/2015 - 08/03/2015

IFS SECURITIES (Marco Island FL)

FL

04/16/2009 - 02/18/2015

GIRARD SECURITIES, INC. (MARCO ISLAND FL)

MN

10/18/2004 - 05/15/2009

PROSPERA FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

OH

02/07/2003 - 10/15/2004

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

CA

09/25/1989 - 02/07/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

01/12/1984 - 10/03/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

01/14/1977 - 07/26/1989

PROVIDENT MARKETING CORPORATION

NA

07/23/1979 - 01/09/1984

AMERICAN GROWTH FUND SPONSORS, INC.

NA

03/07/1977 - 07/13/1977

LINSCO CORPORATION

NA

06/17/1975 - 01/14/1977

PROVIDENT NATIONAL EQUITIES, INC.

NA

11/16/1971 - 08/14/1976

PML SECURITIES COMPANY

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Licenses & Designations

BC

Issued 04/15/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/1984

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Roger Allen Hubley. Review regulatory record here.
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