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Roger Alexander Monteforte

Ceros Financial Services, Inc.

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About Roger Alexander Monteforte

Roger Monteforte is a financial professional with over 27 years of experience in the securities industry. Roger is currently registered with Ceros Financial Services, Inc. and has a strong track record of success in providing investment advice and guidance to clients. His previous experience includes positions at National Securities Corporation, Joseph Gunnar & Co. LLC, Emerson Bennett & Associates, and Brauer & Associates, Inc. Roger is committed to providing clients with personalized financial solutions and helping them achieve their investment goals.

Firm Information

Roger Monteforte is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Monteforte’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

06/20/2001 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

07/29/1998 - 06/18/2001

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

FL

05/21/1998 - 07/14/1998

EMERSON BENNETT & ASSOCIATES (FT. LAUDERDALE FL)

FL

05/21/1997 - 02/10/1998

BRAUER & ASSOCIATES, INC. (ST. PETERSBURG FL)

NA

03/20/1997 - 06/05/1997

SHAMUS GROUP, INC.

NY

03/26/1996 - 02/26/1997

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NJ

06/05/1995 - 04/02/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BC

Issued 06/12/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Roger Alexander Monteforte.
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