Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Aiken is a financial professional with over 30 years of experience in the financial services industry. Roger is currently registered with Concourse Financial Group Securities, Inc. in Georgia. Roger has held previous registrations with Pan-American Financial Advisers, ProEquities, Inc., MML Investors Services, Inc., Transamerica Financial Resources, Inc., and Amev Investors, Inc. Roger is a licensed and registered professional and has passed the Series 6, 7, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/03/2023 - Present
Concourse Financial Group Securities, Inc. (Gainesville GA)
LA
11/01/2001 - 02/04/2002
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
AL
07/19/2001 - 10/19/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
08/27/1998 - 06/30/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
MA
02/23/1998 - 08/14/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
08/27/1991 - 11/18/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
MN
07/09/1991 - 07/29/1991
AMEV INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 05/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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