Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Vanwazer is a financial professional with over 30 years of experience in the industry. Roger has a Series 6, 7, and 63 license, as well as the SIE exam. Roger is currently registered with Northwestern Mutual Investment Services, LLC and has a branch office located in Skokie, IL. Previously, Roger worked with Robert W. Baird & Co. Incorporated in Milwaukee, WI. Roger is registered to conduct business in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IL
05/25/1988 - Present
Northwestern Mutual Investment Services, LLC (SKOKIE IL)
WI
05/25/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 06/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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