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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Alan Trapp is a financial advisor with Fidelity Personal And Workplace Advisors. Roger Alan Trapp is registered with the state of Kentucky as an Investment Advisor Representative. He is also registered with the state of Texas as an Investment Advisor Representative. Roger Alan Trapp has been in the securities industry since January 14, 1999. Roger Alan Trapp has passed the Series 6, Series 7, Series 9, Series 10, Series 63 and Series 65 exams. Roger Alan Trapp has been registered with Fidelity Personal And Workplace Advisors since July 2018. Prior to that, he was registered with Fidelity Brokerage Services LLC. He has been registered with the state of Kentucky since January 1, 2008. Roger Alan Trapp specializes in providing financial planning services, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
11/27/2019 - Present
Fidelity Personal AND Workplace Advisors (UNION KY)
KY
04/01/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
07/21/1999 - 04/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/14/1999 - 07/19/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 10/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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