Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Alan Trapp has been a financial advisor for over 20 years. Currently, Roger is an advisor at Fidelity Personal And Workplace Advisors where he focuses on providing financial planning and portfolio management services to individuals and businesses. Roger has also worked at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. in the past. Roger holds Series 6, 7, 9, 10, 63 and 65 licenses, as well as the Securities Industry Essentials (SIE) exam. He is licensed to provide financial advice in 53 states, as well as in the District of Columbia. Roger's experience and qualifications make him a valuable resource for anyone seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
11/27/2019 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
KY
04/01/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
07/21/1999 - 04/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/14/1999 - 07/19/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 10/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/11/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/8/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 1/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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