Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Martin is a financial advisor with Ameriprise Financial Services, LLC. Roger has been in the financial services industry since September 1993. Roger has a Series 63, Series 65 and Series 7 license and holds the Certified Financial Planner designation. Roger provides investment advice to individuals, high-net-worth individuals, corporations, trusts/estates, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2019 - Present
Ameriprise Financial Services, LLC (Tampa FL)
FL
04/09/2012 - 09/04/2019
LPL FINANCIAL LLC (TAMPA FL)
FL
11/20/2003 - 04/16/2012
FLORIDA INVESTMENT ADVISORS (TAMPA FL)
FL
03/07/2003 - 11/20/2003
FLORIDA INVESTMENT ADVISERS (TAMPA FL)
MA
01/01/1998 - 03/19/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
09/03/1993 - 01/01/1998
NATIONSSECURITIES
IA
Issued 11/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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