Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Jones is a financial advisor with LPL Financial LLC, a large broker-dealer. He has been in the financial services industry since May 1990 and has been with LPL Financial LLC since January 2008. Roger Jones is registered with both FINRA and the state of Iowa, and holds Series 7, Series 63, and Series 66 licenses. He provides financial planning services to individuals, businesses, and other entities. His specialization includes providing investment advice to a wide range of clients, including high net worth individuals, corporations and other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/18/2008 - Present
LPL Financial LLC (WEST DES MOINES IA)
IA
08/12/2006 - 01/29/2008
UBS FINANCIAL SERVICES INC. (WEST DES MOINES IA)
IA
05/23/1990 - 08/12/2006
PIPER JAFFRAY & CO. (WEST DES MOINES IA)
BOTH
Issued 03/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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