Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Hyde has been in the financial industry since 1979. Roger is currently registered with LPL Financial LLC and has previously been registered with several other firms, including American Wealth Management, Inc. Roger has a wide range of experience in the financial industry, including experience as a Registered Options Principal. Roger has a strong commitment to providing clients with personalized financial advice. Roger Hyde holds Series 3, 4, 7, 9, 10, 31, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/24/2024 - Present
LPL Financial LLC (PALM HARBOR FL)
FL
04/17/2009 - 06/14/2024
AMERICAN WEALTH MANAGEMENT, INC. (PALM HARBOR FL)
FL
12/17/1999 - 04/22/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (PALM HARBOR FL)
FL
05/23/1988 - 12/17/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
08/07/1987 - 06/01/1988
LIFE SECURITIES CORPORATION
NA
01/31/1980 - 07/27/1987
PAINEWEBBER INCORPORATED
NA
02/01/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 06/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/11/1985
Series 4 - Registered Options Principal Examination
BC
Issued 11/26/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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