Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Clarkson is a financial advisor who has been in the industry since 1996. Roger is currently registered with LPL Financial LLC and has been with them since 2002. Previously, Roger was with SAGEPOINT FINANCIAL, INC. and Commonwealth Financial Network. Roger has a Series 7, Series 63, Series 24, Series 27, Series 65, Series 72, Series 99TO, and SIE license and is a Certified Financial Planner. Roger offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
12/02/2022 - Present
LPL Financial LLC (NORWICH NY)
NY
08/30/2019 - 12/07/2022
SAGEPOINT FINANCIAL, INC. (WILLIAMSVILLE NY)
NY
09/13/2002 - 09/25/2019
LPL FINANCIAL LLC (NORWICH NY)
MA
10/08/2001 - 09/13/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
SC
05/24/2000 - 11/29/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
07/16/1998 - 05/31/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NA
07/06/1998 - 07/08/1998
CORELINK FINANCIAL, INC.
PA
09/02/1997 - 05/05/1998
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
10/11/1995 - 09/04/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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