Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Banville is a financial advisor in New York, NY. Roger has been in the financial industry for over 26 years. Roger is currently registered with Eagle Strategies LLC. Roger is also registered with the following states: Delaware, District of Columbia, Maryland, Massachusetts, New Jersey, North Carolina, Pennsylvania, Rhode Island, Virginia, and West Virginia. Roger has passed the Series 6, Series 7, Series 63, and Series 66 exams. The firm's main office is located at 51 Madison Avenue, 12th Floor, New York, NY 10010. The firm has 1,534 licensed agents, 1,878 investment advisor representatives, 1,998 registered representatives, 1,982 investment advisory functions, and 8 adviser representatives for other investment advisers. Eagle Strategies LLC manages approximately $20,357,746,578 in assets. The firm's assets under management include $10,260,345,76 in discretionary assets and $19,331,712,002 in non-discretionary assets. The firm has 95,287 total accounts, including 2,652 discretionary accounts and 92,635 non-discretionary accounts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/05/2022 - Present
Eagle Strategies LLC (NEW YORK NY)
AZ
08/11/2010 - 06/15/2012
WALTON SECURITIES, INC. (SCOTTSDALE AZ)
MA
02/05/2008 - 10/23/2009
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
11/11/2004 - 01/07/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
08/14/2002 - 09/21/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
01/01/2002 - 03/08/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
04/15/1999 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
03/20/1998 - 07/08/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
NJ
08/18/1994 - 03/04/1997
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
12/14/1992 - 10/08/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/14/1992 - 10/08/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 11/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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