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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rogelio? Claim Your ProfileRogelio Rocha Jr. is an investment advisor representative with World Investment Advisors, LLC. Rogelio has been in the industry since 1994 and has worked with several firms including Centaurus Financial, Inc. and Voya Financial Advisors, Inc. Rogelio is registered in California, Nevada, and Texas and has a strong track record of providing financial advice to individuals, families, and businesses. Rogelio specializes in financial planning, pension consulting, educational seminars, and portfolio management. Rogelio has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/26/2020 - Present
World Investment Advisors, LLC (Los Angeles CA)
CA
08/15/2016 - 05/03/2018
CENTAURUS FINANCIAL, INC. (GLENDORA CA)
CT
01/24/2013 - 08/16/2016
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
01/24/2013 - 12/18/2014
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
NY
04/13/2012 - 12/05/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
10/27/2005 - 04/09/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
07/25/2003 - 10/14/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CO
10/21/2002 - 07/08/2003
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/21/1999 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
MD
05/23/1994 - 05/10/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 01/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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