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Rogelio Gabriel Gonzalez

Advisors Asset Management, Inc.

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About Rogelio Gabriel Gonzalez

Rogelio Gonzalez, Gabriel is a financial advisor located in Boca Raton, FL. Rogelio has been working in the financial services industry since January 3, 2019. Rogelio is currently registered with Advisors Asset Management, Inc. where Rogelio is licensed as a Registered Representative and Investment Advisor Representative. Rogelio has previously worked with firms such as INSPEREX LLC, Amerprise Financial Services, Inc., TradeStation Securities, Inc. and Ally Invest Securities LLC.

Firm Information

Rogelio Gonzalez is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rogelio Gonzalez’s Registration & Firm History

FL

02/07/2023 - Present

Advisors Asset Management, Inc. (Boca Raton FL)

FL

02/04/2020 - 04/01/2022

INSPEREX LLC (Delray Beach FL)

FL

08/13/2019 - 12/03/2019

AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)

FL

05/07/2019 - 05/31/2019

TRADESTATION SECURITIES, INC. (PLANTATION FL)

NC

08/03/2017 - 02/22/2019

ALLY INVEST SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 07/06/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2018

Series 3 - National Commodity Futures Examination

BC

Issued 08/03/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rogelio Gabriel Gonzalez.
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