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Rogelio Figueroa

Bankers Life Securities, Inc.

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About Rogelio Figueroa

Rogelio Figueroa is a financial professional who has been working in the industry since 2015. Rogelio Figueroa is currently registered with Bankers Life Securities, Inc. in Florida. Rogelio Figueroa has a Series 6 license. Prior to working at Bankers Life Securities, Inc. Rogelio Figueroa was registered with PROEQUITIES, INC. in New Jersey.

Firm Information

Rogelio Figueroa is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rogelio Figueroa’s Registration & Firm History

FL

05/26/2016 - Present

Bankers Life Securities, Inc. (Miami FL)

NJ

05/18/2015 - 05/26/2016

PROEQUITIES, INC. (ROCHELLE PARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rogelio Figueroa.
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