linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rodrigue Lors

Wilmington Capital Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rodrigue? Claim Your Profile

About Rodrigue Lors

Rodrigue Lors is a financial advisor with over 18 years of experience in the industry. Rodrigue is currently registered with Wilmington Capital Securities, LLC, a firm headquartered in Garden City, New York. Prior to joining Wilmington Capital Securities, LLC, Rodrigue has experience with NATIONAL SECURITIES CORPORATION and GUNNALLEN FINANCIAL, INC. Rodrigue is licensed to provide financial advice in 19 states, including New York, California, Florida, Texas, and more. Rodrigue specializes in providing financial planning and portfolio management services to individuals and corporations.

Firm Information

Rodrigue Lors is currently registered with Wilmington Capital Securities, LLC. Wilmington Capital Securities, LLC is a Limited Liability Company registered in New York in 2004. The firm provides financial planning and portfolio management for individuals and businesses. They also offer wrap fee programs. Wilmington Capital Securities, LLC is registered with the SEC and with 49 state regulators. They manage approximately $243 million in assets and serve a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Wilmington Capital Securities, LLC

600 OLD COUNTRY ROAD

GARDEN CITY, NY 11530

$243.01M

Assets Under Management

225

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rodrigue Lors’s Registration & Firm History

NY

10/04/2017 - Present

Wilmington Capital Securities, LLC (Westbury NY)

NY

07/20/2007 - 10/05/2017

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

06/29/2005 - 08/14/2007

GUNNALLEN FINANCIAL, INC (WESTBURY NY)

Not sure if Rodrigue Lors is right for you?

Licenses & Designations

BC

Issued 08/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Rodrigue Lors. Review regulatory record here.
Not sure if Rodrigue Lors is right for you?