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Rodrigo Zuniga

Alight Financial Solutions, LLC

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About Rodrigo Zuniga

Rodrigo Zuniga is a financial advisor who has been in the industry since September 6, 2015. Rodrigo is currently registered with Alight Financial Solutions, LLC in North Carolina and Florida. Rodrigo is also licensed to provide investment advice in North Carolina and Florida. Rodrigo has previously worked for ALLIANCE-ONE INVESTMENTS, LLC, VALIC FINANCIAL ADVISORS, INC., and WELLS FARGO ADVISORS, LLC. Rodrigo holds Series 6, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

Rodrigo Zuniga is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodrigo Zuniga’s Registration & Firm History

NC

05/01/2024 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

OK

02/24/2023 - 04/21/2024

ALLIANCE-ONE INVESTMENTS, LLC (TULSA OK)

FL

06/22/2016 - 05/19/2022

VALIC FINANCIAL ADVISORS, INC. (MIAMI FL)

FL

11/19/2013 - 06/19/2015

WELLS FARGO ADVISORS, LLC (MIAMI FL)

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Licenses & Designations

IA

Issued 08/01/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodrigo Zuniga.
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