Unclaimed
Rodrigo Zuniga is a financial advisor who has been in the industry since September 6, 2015. Rodrigo is currently registered with Alight Financial Solutions, LLC in North Carolina and Florida. Rodrigo is also licensed to provide investment advice in North Carolina and Florida. Rodrigo has previously worked for ALLIANCE-ONE INVESTMENTS, LLC, VALIC FINANCIAL ADVISORS, INC., and WELLS FARGO ADVISORS, LLC. Rodrigo holds Series 6, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/01/2024 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
OK
02/24/2023 - 04/21/2024
ALLIANCE-ONE INVESTMENTS, LLC (TULSA OK)
FL
06/22/2016 - 05/19/2022
VALIC FINANCIAL ADVISORS, INC. (MIAMI FL)
FL
11/19/2013 - 06/19/2015
WELLS FARGO ADVISORS, LLC (MIAMI FL)
IA
Issued 08/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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