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Rodrigo Santamaria

Ocean Financial Services, LLC

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About Rodrigo Santamaria

Rodrigo Santamaria is a financial advisor with Ocean Financial Services, LLC in Miami, Florida. Rodrigo has over 14 years of experience in the financial industry. Rodrigo has licenses for securities, and has passed industry exams such as Series 7, Series 66, and Series 57TO. Rodrigo is also registered in 8 states. Previously, Rodrigo was employed by BCI Securities, INC. and Goldman Sachs & Co. LLC.

Firm Information

Rodrigo Santamaria is currently registered with Ocean Financial Services, LLC. Ocean Financial Services, LLC is a Limited Liability Company that was formed on January 19, 2010. The firm is registered in California, Delaware, Florida, Michigan, New York, North Carolina, Texas, and Wyoming, and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodrigo Santamaria’s Registration & Firm History

FL

07/22/2024 - Present

Ocean Financial Services, LLC (MIAMI FL)

FL

11/10/2021 - 09/15/2023

BCI SECURITIES, INC. (Miami FL)

NY

11/17/2008 - 02/26/2020

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/11/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodrigo Santamaria.
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