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Rodrigo Paiva

Avenue Securities LLC

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About Rodrigo Paiva

Rodrigo Paiva is a securities professional with over 10 years of experience in the financial services industry. Rodrigo is currently registered with Avenue Securities LLC in Miami, FL. Prior to joining Avenue Securities LLC, Rodrigo was employed by BTG Pactual US Capital, LLC, First Tryon Securities, LLC, SunTrust Robinson Humphrey, Inc. and Ameriprise Financial Services, Inc.. Rodrigo holds a Series 3, SIE, Series 7 and Series 63 license.

Firm Information

Rodrigo Paiva is currently registered with Avenue Securities LLC. Avenue Securities LLC is a Limited Liability Company that was formed on December 5, 2017. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodrigo Paiva’s Registration & Firm History

FL

09/13/2022 - Present

Avenue Securities LLC (MIAMI FL)

FL

05/31/2017 - 09/01/2022

BTG PACTUAL US CAPITAL, LLC (Miami FL)

GA

07/07/2010 - 11/02/2011

FIRST TRYON SECURITIES, LLC (ATLANTA GA)

GA

06/27/2007 - 04/29/2009

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

GA

12/18/2006 - 07/09/2007

AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)

GA

11/10/2005 - 11/03/2006

AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 11/22/2017

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/24/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodrigo Paiva.
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