Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your ProfileRodrigo Ortiz is an investment advisor representative with Kovack Advisors, Inc. and is registered with the state of Florida. Rodrigo has over 29 years of experience in the securities industry. Rodrigo's prior registrations include Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Prudential Securities Incorporated. Rodrigo has passed the Series 3, 7, 63, and 65 exams. Rodrigo holds a Series 63 and Series 65 licenses and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/01/2025 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
06/13/2008 - 05/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DELRAY BEACH FL)
FL
11/17/2003 - 06/25/2008
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
NY
04/18/1994 - 08/26/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/28/1993 - 05/09/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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