Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your ProfileRodrigo Martinez has been in the financial services industry since May 2003. Rodrigo is currently registered with Wells Fargo Clearing Services, LLC and is a registered representative in the state of Texas. Rodrigo previously worked at J.P. Morgan Securities LLC and has prior experience at Chase Investment Services Corp., Countrywide Investment Services, Inc., Hibernia Investments, L.L.C., IFMG Securities, Inc. and Olde Discount Corporation. Rodrigo has a diverse background and holds several licenses and certifications, including Series 6, 7, 24, 52, 63, 65 and 66 licenses. Rodrigo is also a registered Investment Advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/06/2024 - Present
Wells Fargo Clearing Services, LLC (MAGNOLIA TX)
TX
04/24/2015 - 03/07/2024
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/18/2006 - 08/23/2007
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
04/12/2006 - 12/18/2006
COUNTRYWIDE INVESTMENT SERVICES, INC. (DALLAS TX)
TX
08/25/2005 - 04/12/2006
CHASE INVESTMENT SERVICES CORP. (CONROE TX)
LA
05/21/2004 - 08/15/2005
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
NY
05/02/1997 - 05/07/2004
IFMG SECURITIES, INC. (PURCHASE NY)
MI
08/18/1995 - 05/08/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 12/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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