linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rodrigo M Garay

CWM, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your Profile

About Rodrigo M Garay

Rodrigo Garay is a financial advisor with over 18 years of experience. Rodrigo is currently registered with CWM, LLC in Omaha, NE and Salt Lake City, UT. Prior to joining CWM, Rodrigo was an advisor with CETERA ADVISOR NETWORKS LLC, MORGAN STANLEY, WELLS FARGO ADVISORS, LLC, E*TRADE SECURITIES LLC, and HARRISDIRECT LLC. Rodrigo is also an adjunct faculty member at Salt Lake Community College and the University of Utah.

Firm Information

Rodrigo Garay is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor fees from other investment advisors

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rodrigo Garay’s Registration & Firm History

NE

04/08/2020 - Present

CWM, LLC (OMAHA NE)

UT

04/16/2020 - 10/09/2023

CETERA ADVISOR NETWORKS LLC (MIDVALE UT)

UT

09/01/2015 - 09/04/2019

MORGAN STANLEY (SOUTH JORDAN UT)

UT

12/02/2014 - 08/06/2015

WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)

UT

01/03/2006 - 09/17/2013

E*TRADE SECURITIES LLC (SANDY UT)

NJ

10/05/2005 - 12/31/2005

HARRISDIRECT LLC (JERSEY CITY NJ)

Not sure if Rodrigo M Garay is right for you?

Licenses & Designations

BOTH

Issued 05/28/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/24/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/29/2009

Series 4 - Registered Options Principal Examination

BC

Issued 04/02/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rodrigo M Garay.
Not sure if Rodrigo M Garay is right for you?