Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your ProfileRodrigo Jose De la roca pinzon is a registered representative with Private Advisor Group, LLC, and has been in the financial industry since 2021. Rodrigo is a registered investment advisor and provides investment advisory services through Private Advisor Group, an independent investment advisor firm. Prior to joining Private Advisor Group, Rodrigo was employed with Charles Schwab & Co., Inc. and TD Ameritrade, Inc.. Rodrigo has passed the Series 63, Series 66, Series 7TO, Series 9, and Series 10 exams. Rodrigo currently holds a Series 66 license in Texas and Virginia, as well as a Series 7TO license in Texas. Rodrigo has a strong track record of providing financial advice and investment management services to individuals, corporations, and pension and profit-sharing plans. Rodrigo is committed to providing his clients with personalized financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
VA
02/14/2024 - Present
Private Advisor Group, LLC (Reston VA)
TX
03/04/2022 - 01/09/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
07/16/2021 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 10/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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