Unclaimed
Rodrigo Galdamez is a financial professional with over a decade of experience in the industry. Rodrigo is currently a registered representative with Bofa Securities, Inc. located in New York, NY. Prior to joining Bofa Securities, Rodrigo worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Professional Clearing Corp., TD Ameritrade, Inc., and Thinkorswim, Inc. Rodrigo is licensed in the State of Illinois. Rodrigo holds a Series 3, 7, 10, 24, 34, 52TO, 53, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
IL
04/22/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
04/23/2014 - 11/07/2018
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
IL
05/26/2010 - 04/08/2014
TD AMERITRADE, INC. (CHICAGO IL)
IL
10/03/2008 - 05/26/2010
THINKORSWIM, INC. (CHICAGO IL)
BC
Issued 11/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/07/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2010
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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