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Rodrigo Gustavo Garcia

BNY Mellon Securities Corp.

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About Rodrigo Gustavo Garcia

Rodrigo Gustavo Garcia is a financial advisor with over 10 years of experience in the industry. He has been registered with BNY Mellon Securities Corp. since August 2022. Previously, Rodrigo Garcia was a registered representative with Pershing Advisor Solutions LLC and Pershing LLC. He is licensed to sell securities in Florida. Rodrigo Garcia also holds Series 7, 9, 10, 63, 65, SIE and 99TO licenses.

Firm Information

Rodrigo Garcia is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rodrigo Garcia’s Registration & Firm History

FL

08/15/2022 - Present

BNY Mellon Securities Corp. (LAKE MARY FL)

FL

12/01/2021 - 08/17/2022

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

FL

11/06/2019 - 08/17/2022

PERSHING LLC (LAKE MARY FL)

FL

12/17/2012 - 10/29/2019

CHARLES SCHWAB & CO., INC. (Orlando FL)

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Licenses & Designations

IA

Issued 04/13/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/20/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Rodrigo Gustavo Garcia. Review regulatory record here.
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