Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your ProfileRodrigo Esperon is a financial advisor registered with Charles Schwab & Co., Inc. He provides financial planning and other advisory services to individuals. He is licensed to offer these services in several states, including Connecticut, Ohio, New York, and Florida. He has over 10 years of experience in the industry and is committed to helping clients achieve their financial goals. Rodrigo is also registered with the state of Ohio as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
10/21/2020 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
04/01/2022 - 05/19/2024
TD AMERITRADE, INC. (FAIRFIELD CT)
NY
10/10/2019 - 09/21/2020
HALLIDAY FINANCIAL, LLC (GLEN HEAD NY)
NY
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (NEW YORK NY)
NJ
08/16/2016 - 02/26/2018
SCOTTRADE, INC. (JERSEY CITY NJ)
NY
12/09/2015 - 08/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW ROCHELLE NY)
NY
01/02/2014 - 05/14/2014
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
04/02/2013 - 01/31/2014
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
10/25/2011 - 03/20/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
IA
Issued 10/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/26/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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