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Rodrigo Diaz

Hbks Wealth Advisors

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About Rodrigo Diaz

Rodrigo Diaz is an investment advisor representative associated with Hbks Wealth Advisors. He is a registered representative of the state of Pennsylvania. He is also an investment adviser representative. Rodrigo has been in the financial services industry since October 1993. He has a total of 2 state exams, 2 product exams, and 1 principal exam on his record.

Firm Information

Rodrigo Diaz is currently registered with Hbks Wealth Advisors. Hbks Wealth Advisors is a financial advisory firm located in Erie, Pennsylvania. The firm provides financial planning, pension consulting, portfolio management for businesses and individuals, and publication of periodicals. Hbks Wealth Advisors manages over $6.5 billion in assets for a range of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. The firm employs over 75 investment advisor representatives and has over 20,000 accounts.
Hbks Wealth Advisors

ZUCK ROAD OFFICE PARK

ERIE, PA 16506

$6.50B

Assets Under Management

300

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rodrigo Diaz’s Registration & Firm History

PA

10/15/2019 - Present

Hbks Wealth Advisors (ERIE PA)

PA

09/08/2011 - 01/14/2013

UBS FINANCIAL SERVICES INC. (CANONSBURG PA)

PA

06/25/2005 - 09/07/2011

JANNEY MONTGOMERY SCOTT LLC (PITTSBURGH PA)

PA

10/05/1993 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 04/22/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/28/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1994

Series 24 - General Securities Principal Examination

BC

Issued 02/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rodrigo Diaz. Review regulatory record here.
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