Unclaimed
Rodrigo De la torre is a registered representative with Wells Fargo Securities, LLC. Rodrigo has been in the securities industry since September 15, 2022 and is registered in North Carolina. Rodrigo holds Series 79TO, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/16/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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