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Rodrigo Alonso Pena

Usaa Investment Services Co.

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About Rodrigo Alonso Pena

Rodrigo Alonso Pena is an investment advisor with over 15 years of experience in the industry. Currently, Rodrigo is a registered representative with USAA Investment Services Co. Rodrigo is also a registered principal with USAA Investment Services Co. Previously, Rodrigo worked with USAA Financial Advisors, Inc. Rodrigo has a diverse range of experience in the financial industry. Rodrigo provides a variety of services to clients, including financial planning and referrals.

Firm Information

Rodrigo Pena is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Rodrigo Pena’s Registration & Firm History

TX

03/20/2023 - Present

Usaa Investment Services Co. (SAN ANTONIO TX)

TX

09/26/2019 - 06/22/2020

USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)

TX

09/21/2007 - 06/18/2020

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

05/15/2015 - 10/28/2016

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

TX

05/16/2006 - 12/31/2007

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

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Licenses & Designations

IA

Issued 07/12/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/30/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 03/20/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodrigo Alonso Pena.
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